Regulatory Radar: Latest regulatory developments in the financial services sector
1st edition 2020
Short-selling ban: different rules applied by market surveillance authorities
How have regulators responded to recent market turmoil?
FINMA authorisation process for portfolio managers and trustees
The notification and application process is not as simple as it seems
Crypto Compliance - Make Due Diligence Fun Again
How will the increased AML risks impact the due diligence process of Compliance departments?
New tax-related disclosure rules: DAC6 – should we be scared (off)?
The new EU directive and its impact on tax planning
Client agreements - a key element for implementing FinSA
Protect investors with standardised client agreements
High standards for transaction monitoring - regulatory insanity or effective added value?
What we've learned from 1MDB, FIFA, PDVSA et al. and what we can expect from FINMA